Sustainability Indicator Framework
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Indicators in this Report


A FRAMEWORK OF SUSTAINABILITY INDICATORS FOR DURBAN

Despite the research already conducted for sustainability indicators a comprehensive list of indicators does not exist. There does exist parameters that define a "good indicator", including that indicators should be (Meadows, 1998):

  • Clear in value – showing no uncertainty in trend
  • Clear in content – presenting easily understandable units that make sense
  • Compelling – interesting, exciting and suggestive of effective action
  • Policy relevant
  • Feasible – measurable at reasonable cost
  • Sufficient – not too much information to understand but adequate to provide a suitable picture of the situation
  • Timely – compilable without long delays
  • Appropriate in scale – not over or under aggregated
  • Democratic – people should have input to indicator choice and have access to results
  • Supplementary – should include what people cannot measure for themselves
  • Participatory – make use of the information that people can measure for themselves
  • Hierarchical – in order for a user to delve down into the details that are necessary
  • Leading – so that they can provide information to act on
  • Tentative – so that they are up for discussion, learning and change.

When this list is closely examined it becomes apparent that it is virtually impossible to come up with the "perfect" indicator. There are, however, many frameworks for monitoring and reporting of indicators. A causal framework is currently the most widely accepted. Causal frameworks classify environmental problems broadly in terms of the overall causal flow of human-environment interactions.

The Organization for Economic Co-operation and Development's "pressure-state-response" (PSR) model (OECD, 1993) is widely used for organising environmental information. Human activities are seen as producing pressures (e.g. pollutant releases) that can induce changes in the state of the environment (e.g. changes in ambient pollutant levels). Society then responds to changes in pressures or state with environmental and economic policies and programmes intended to prevent, reduce or mitigate pressures and / or environmental damage. The PSR framework is probably the most widely accepted causal framework at present, largely because of its simplicity and the fact that it can be applied at any scale.

While cause-effect relationships are difficult to establish, environmental decision-making relies on assumptions about such linkages in order to determine appropriate management responses. Analyses that show relationships among variables (e.g. environmental conditions and potential causes) generally have the most meaning for environmental decision-makers. To address this need for information about relationships in decision-making, the US Environmental Protection Agency added a fourth category to the PSR Framework, termed "Effects", defined as indicators of relationships between two or more pressure, state, and or response variables. Click here to view a graphical representation of the Pressure-State-Response/Effects framwork.

Pressures
Pressures on the environment can be divided into three types: underlying societal pressures, indirect pressures, and direct pressures:

  • Underlying societal pressures are the social and technological forces that motivate or otherwise drive human activities, which in turn cause many of the direct biophysical pressures on the environment. E.g. human population growth, social structure, technology changes, cultural attitudes, and basic policies that drive economic activity.
  • Indirect pressures are the human activities (mostly economic activities, e.g.: agriculture, mining, manufacturing, transportation, consumption by individuals and households) related to human sustenance or the improvement of human welfare, plus natural processes and factors (e.g., population and nutrient cycles, meteorological events, earthquakes, volcanic eruptions, etc.), many of which interact with human pressures and some of which act alone to create direct biophysical pressures on the environment. 
  • Direct pressures are the actual biophysical inputs and outputs that may exert immediate stress on ecosystems. These include anthropogenic pollutant releases, resource harvesting and extraction, land use changes, and species introductions. Also, the background flows (not the same as ambient levels or conditions) of those natural stressors that are greater than or comparable to the anthropogenic pressures (perhaps within 1-2 orders of magnitude, if smaller).

State of the Environment
This is concerned about changes in or effects on
Valued Environmental Attributes (VEAs) that ultimately drive environmental decision-making. VEAs refer to those aspects of ecosystems (and human health and environmentally-related welfare, as discussed below) that are considered by society to be important and potentially at risk from human activities and/or natural hazards. It is important to note that the societal value of ecosystems cannot be determined solely on the basis of public preference, since many people may be unaware of the value ultimately derived from ecosystem services. Over time, the number of ecological attributes found to be essential for maintaining the viability and stability of the biosphere (and therefore, economies and cultures) has continued to grow.

VEAs can range from individual valued species (e.g., the elephant), to landscape scale functions (e.g., hydrology of wetland systems), to global scale features (e.g., the stratospheric ozone layer's ability to filter ultraviolet radiation). Some VEAs are clearly already enshrined in existing legislation. At present, no generally accepted, comprehensive classification of ecological attributes in policy-relevant terms exists.

An example of the complexity of selecting and managing for indicators is reflected in the example below. Through community participation exercises it has been determined, in this example, that fish are considered to be a valued environmental attribute in a river in Durban. The fish are valued for their aesthetic value and as a source of food. In terms of sustainability of that resource it is necessary to ensure population numbers. The following indicators may be applied to assess the sustainability of this system at a catchment level (please note that this is not a comprehensive list of all the relevant indicators)

PRESSURE

STATE

RESPONSE

  • Growth of informal communities adjacent to the river course
  • Domestic consumption of water reserve
  • Industrial effluents
  • Fisherpersons per unit area of stream
  • % land lost to erosion as a percentage of total surface area
  • Incidence of fish kills/unit effluent
  • Fish caught per unit of fishing effort
  • Quality of river water
  • Annual abstraction of river water (%of reserve)
  • Expenditure on pollution control staff and equipment
  • Expenditure for the provision of sanitation facilities for upstream communities

 

PROVISIONAL APPROACH FOR SUSTAINABILITY INDICATORS IN DURBAN

REFERENCES 

 

 

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Last update: 16/02/99.