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As part of Durban's participation in the CEROI project, the CSIR was requested to evaluate the proposed core set, and suggest sustainability indicators for the Durban Metropolitan Area (DMA) region. As the preparation of sustainability indicators should form a project on its own basis, this is a preliminary description of sustainability indicators which should be advanced during future State of Environment reporting activities.

In presenting and evaluating indicators, this section:

  1. Describes in general terms the concept of indicators with particular reference to sustainability indicators;
  2. Evaluates whether the indicators suggested by the CEROI project are relevant sustainability indicators for the DMA situation;
  3. Provides a detailed description of the recommended P-S-R indicators framework for the DMA; and
  4. Suggests parameters that could be used as sustainability indicators.

Due to time and budget constraints, the indicators framework has not been tested with the relevant service departments in the metropolitan area.

SUSTAINABILITY INDICATORS

An environmental information system should be built on a variety of conceptual models, and include many different kinds of environmental, economic and societal data and information. The basic functions of an environmental information system are to support the assessment of environmental problems, and to facilitate reporting on these questions to policy-makers and the general public. Sustainability indicators are commonly used to report the state of a system.

A conceptual framework for an ecosystem-based information system should consist of hierarchical sets of environmental values, goals and priorities for ecosystems defined at various spatial scales, with sustainability of human activities as an explicit goal and constraint. The following are elements of an ecosystem approach:

  • inclusion of people and their activities in the ecosystem; 
  • viewing ecosystem structure and function at multiple scales;
  • use of ecological boundaries to define environmental planning, assessment and management units; 
  • geographically comprehensive, systems-level analyses of interactions among physical, chemical, biological, and social components;
  • adaptive management strategies, based on feedback from new information, to improve management and policy under conditions of uncertainty;
  • participatory management involving all stakeholder groups;
  • integration of science and human values in formulating goals for protecting ecosystem integrity; and 
  • recognition of ecosystem limits to action, i.e., defining and seeking sustainability (EPA).

Environmental indicators are communication tools between environments and people. They focus and condense information about complex environments for management, monitoring and reporting uses. The indicator process can take account of social and economic information. Indicators are used to reflect complex systems that may need to be controlled or monitored.

As a few examples (after Meadows, 1998)

  • a mother will be alert to her child's behaviour through the brightness of her eyes or even the way they breathe in their sleep;
  • the learning of children is reflected in exam results;
  • doctors take the temperature of patients, look at their tongues etc.
  • economists use leading indicators, lagging indicators, cost-of-living indicators, employment indicators, the Dow-Jones index or even GDP to reflect the state of an economic system;
  • the canary in a coal mine

Indicators can be devised at three levels: 

  1. Community based indicators (CBI's) are derived through local community involvement and participations (e.g. Nurick & Johnson, 1998; MacGillivray et al, 1998). They are often expressed qualitatively and while reflecting the perspectives of the community are difficult to relate to "on the ground conditions". Furthermore, CBI's commonly have a "quality-of-life focus rather than one which relates directly to environment condition or sustainability" (Leitman, 1999; Smith et al, 1999).
  2. Environmental Performance Indicators (EPI's) reflect the environmental performance of an individual operation (typically they have been applied in industrial settings). They are often derived for Environmental Management System purposes and are based on a life-cycle assessment. EPI's are often developed on a stand-alone basis with no relationship to community needs or sustainability concerns.
  3. Indicators may be developed through specialist scientists who focus on the more technical and mechanistic elements of establishing indicators. These are often expressed quantitatively (the traditional criteria and indicators).

Several organisations have created specific programmes to develop technical indicators (at a technical level), these include the UN Centre for Human Settlements, the UN Commission on Sustainable Development, the World Bank, the Organisation for Economic Co-operation and Development, the European Environment Agency, and the World Health Organisation (e.g. Alberti, 1996; Harger & Meyer, 1996; Friend, 1996; Crilly et al, 1999; Foxon et al, 1999). The indicators developed through these initiatives are often at a broad level and may have limited application to local decision-making. Despite these limitations a number of countries around the globe, including South Africa, have adopted the approaches suggested through these initiatives for decision-making and reporting (Department of Environmental Affairs and Tourism, 1998). Furthermore, mechanistic indicators have been developed for specific sectors and environmental parameters (e.g. Inhaber, 1976; WHO, 1997; Crabtree & Bayfield, 1998; Prato & Hajkowicz; 1999; Koch & Skovsgaard, 1999; Grandos & Peterson, 1999; Cornforth, 1999). The mechanistic indicators are commonly termed sustainability indicators.

It was following the United Nations Earth Summit in Rio (1992) that the concept of sustainability indicators was put forward. From Chapter 40 of Agenda 21, "Indicators of sustainable development need to be developed to provide solid bases for decision-making at all levels and to contribute to the self-regulating sustainability of integrated environment and development systems".

A sustainability indicator should differ from the common/traditional indicator in one of three ways (i.e. the dimensions of time, limit or target is introduced). In this way an activity should be expressed not as, for example, emission values of SO2 but rather how long before an accumulated pollutant could cause irreversible damage to the environment. If the indicator is not expressed as a unit of time then it should reflect carrying capacity or the threshold of irreversible change. As an example, tons of nutrient per year into a waterway has little value but the amount released relative to the amount that a waterway can absorb without becoming toxic begins to carry a message.

A number of broad criteria have been proposed for sustainability indicators that generally suggest that they should focus on a broad range of concerns, such as:

  • furthering inter- and intragenerational equity;
  • not exceeding the carrying capacity of natural resources and ecosystems;
  • reducing the impact that human activities have on the environment (particularly the rate at which renewable and non-renewable resources are used);
  • integrating long-term economic, social and environmental goals; and
  • preserving biological, cultural and economic diversity.

The proposed core set of indicators which are intended to compare the CEROI cities were evaluated against these criteria. It was concluded that the indicators merely reflect the environmental condition and do not necessarily have a bearing on sustainability in the DMA. The indicators are, however, a useful set of indicators for State of Environment reporting and to compare that state between cities. The indicators reflect the environmental condition but do not necessarily have a bearing on sustainability. This is clear in that the indicators have no relationship with clearly determined targets, thresholds to systems or to limits of acceptable change. A further limitation of the indicators provided is that they do not show causal relationships between the different indicators. In essence the indicators do not reflect the total system nor the key action points that may be necessary to redress the imbalances that may exist in the system.

A FRAMEWORK OF SUSTAINABILITY INDICATORS FOR DURBAN

PROVISIONAL APPROACH FOR SUSTAINABILITY INDICATORS IN DURBAN

REFERENCES



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Last update: 16/02/99.